IT Management Measures for Securities Fund Institutions

China Securities Regulatory Commission (CSRC) formally promulgated information technology management measures for securities fund operators in December 2018, which will be implemented on June 1, 2019. The Management Measures stipulate information technology governance, information technology compliance and risk management, information technology security, information technology service institutions, etc. “Securities Fund Operating Institutions” and “Information Technology Service Institutions” are involved, namely securities companies, fund companies and relevant IT service enterprises. Information Technology Management shall be incorporated into Compliance and Risk Management System Data should be classified according to r importance and sensitivity; the development, testing, operation and maintenance of important information systemsRead More →

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