Measures for the Management of Securities Brokerage Business-draft

On July 29, China Securities Regulatory Commission (CSRC) promulgated the Measures for the Management of Securities Brokerage Business (draft for comments), which clarified various definitions of securities brokerage business and stipulated various aspects and environment of securities brokerage business. Referring to Article 112 of the Securities Law, the measures define the securities brokerage business for the first time. It refers to the business activities in securities trading, which are entrusted by investors, dealing with trading orders and handling liquidation and settlement; Securities trading activities refer to the securities trading activities carried out on the Shanghai Stock Exchange, Shenzhen Stock ExchangeRead More →

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